10 financial advisors & firms and 0 insurance agents verified near Utica, NY — every one cited to the regulator, claimable and removable by the person named.
RIA firm · Utica, NY 13502 · Registered investment adviser · $2.8B AUM
CRD 109677 · verify at the regulator
RIA firm · Utica, NY 13502 · Registered investment adviser · $282M AUM
CRD 126084 · verify at the regulator
RIA firm · Utica, NY 13502 · Registered investment adviser · $55M AUM
CRD 132484 · verify at the regulator
RIA firm · Utica, NY 13502 · Registered investment adviser · $81M AUM
CRD 144990 · verify at the regulator
RIA firm · Utica, NY 13502 · Registered investment adviser · $58M AUM
CRD 168816 · verify at the regulator
RIA firm · Utica, NY 13502 · Registered investment adviser · $712k AUM
CRD 334783 · verify at the regulator
RIA firm · Utica, NY 13501 · Registered investment adviser · $462M AUM
CRD 126155 · verify at the regulator
RIA firm · New Hartford, NY 13413 · Registered investment adviser · $1.5B AUM
CRD 158898 · verify at the regulator
RIA firm · Rome, NY 13440 · Registered investment adviser · $62M AUM
CRD 304727 · verify at the regulator
RIA firm · Waterville, NY 13480 · Registered investment adviser · $75M AUM
CRD 291231 · verify at the regulator
Verified advisors and insurance agents in the places closest to Utica, NY.
A consent-first directory, growing market by market. Firm-level investment-adviser facts come from the SEC's public-domain Form ADV data, attributed and dated; every other profession is listed only by the professional's own consented claim, verified against the authoritative regulator at claim time. We never bulk-copy or republish restricted records (NIPR, FINRA BrokerCheck, CFP Board, NASBA, or state bars), and we honor removal on request. This is a directory, not advice, endorsement, or a guarantee of any professional's current standing — always confirm licensure directly with the regulator.